Rich Ohlrich
Chief Compliance Officer
Rick Ohlrich is the Chief Compliance Officer at RFG Advisory, bringing over 30 years of experience in regulatory compliance and financial services. Known for his strategic vision and hands-on approach, Rick excels in building infrastructure to better manage compliance functions and streamline
processes.
Before joining RFG Advisory, Rick was the CCO for America Group Retirement Strategy Centers, where he supervised over 90 Registered Representatives and Investment Adviser Representatives.
Rick’s career includes creating and managing FINRA Broker/Dealers and SEC Registered Investment Advisers, with a strong focus on supervisory procedures and their implementation while being able to simply relate these complex concepts to the Advisors he supports. He is an avid public speaker, known for hosting live-stream shows such as RFG’s “Compliance Soup.”
He holds a Bachelor of Science in Economics from Florida State University and maintains several securities
registrations, including Series 7, 24, 53, 63, and 66.
At RFG Advisory, Rick leverages his extensive experience to uphold rigorous compliance standards and support the firm’s growth through proactive collaboration and pragmatic application.
Securities offered by Registered Representatives through Private Client Services. Member FINRA / SIPC. Advisory services offered by Investment Advisory Representatives of RFG Advisory, LLC ("RFG Advisory" or "RFG"), a registered investment advisor. Private Client Services and RFG Advisory are unaffiliated entities.